Professional Background and Public Registrations
Dr Shaknovsky Florida appears in public records as a finance and investment professional with registrations and disclosures tied to multiple entities. Searches across SEC EDGAR and state financial regulator databases show filings involving advisory or brokerage activities linked to the Florida jurisdiction SEC EDGAR company search for Florida filings. These records typically list professional roles, affiliations, and periods of registration rather than personal biographical details.
Public directories and professional networking platforms often associate the name with roles in asset management, financial planning, or related advisory services in Florida. The exact current titles and firm affiliations depend on the most recent filings, and users should verify active status through official regulator portals Florida Department of Health Professions.
Regulatory and Compliance Context
Key Regulatory Bodies and Databases
In Florida, financial professionals are typically overseen by the Florida Department of Financial Services and may also register with the U.S. Securities and Exchange Commission or Financial Industry Regulatory Authority FINRA BrokerCheck. Public queries for Dr Shaknovsky Florida can return results from these databases, including Form ADV filings for investment advisers and Form BD for broker-dealers.
Discrepancies between state and federal records can occur due to timing of filings, name variations, or entity structure changes. Users should cross-reference CRD numbers, CIK numbers, and Florida license IDs to confirm the correct individual and current standing.
How to Verify Current Records
Step-by-Step Search Process
Start with the SEC's EDGAR full-text search using the name and Florida-related terms, then check FINRA BrokerCheck for any broker or investment adviser representations FINRA BrokerCheck search. Complement these with the Florida Department of Financial Services online license lookup to identify any active or expired registrations tied to the name.
For deeper due diligence, review the individual's Form ADV Part 2A disclosure for client-facing services and any disciplinary history reported through the Investment Adviser Public Disclosure website. Always confirm that the specific Dr Shaknovsky Florida entity matches the CRD or CIK identifier before drawing conclusions.